Breakaways

Overview

As a top-performing advisor,

you’re driven by the ambition to own your own firm and by the desire to focus on your client relationships. But you feel boxed in by corporate restrictions that prioritize shareholders over clients and limit your imagination and passion. You, and your clients, deserve the best.

Premium Platforms

You just need the organizational support to get started. The tech stack. The operations and logistics. The legal and compliance. We provide that, but much more.

Partnered Independence

Breakaway advisors from across the country join Sanctuary for our “Partnered Independence” approach. Our platform gives them the freedom and flexibility to focus on managing their book of business.

Access To Solutions

Our services help our advisors grow their enhanced practice through organic strategies, add-on acquisitions, and new investment revenue opportunities.

Partnering with
Sanctuary

Our transition team comprises of experienced professionals from the Wall Street/wirehouse environment, so we know exactly what you’re looking for and how to best deliver it. Since our founding in 2018, we’ve focused on welcoming top-performing entrepreneurial wirehouse advisory teams to our network. As a hybrid firm, registered as both an RIA and a broker/dealer, we offer the integrated resources to empower wirehouse advisors to launch and manage their own business. With the value of both advisory and brokerage services, we deliver the economies of scale of traditional platforms, elevated by the flexibility of being independent.

Ecosystem of support

We are confident that you’ll be excited by our proven transition process/experience, ongoing operations support, multi-custodian options, access to affiliates for outsourced services, unique investment opportunities, and entrée into a community of fellow elite partner firms.

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Ecosystem of support

Our business was built with an advisor-first culture backed by an institutional quality platform that can offer the technology, marketing, back-office support and other revenue advantages needed to foster growth.

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Ecosystem of support

We give you the flexibility of being a business owner, the freedom to serve your clients with full transparency, and the support of an advisor-friendly open architecture platform combined with the latest technology.

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Ecosystem of support

We are confident that you’ll be excited by our proven transition process/experience, ongoing operations support, multi-custodian options, access to affiliates for outsourced services, unique investment opportunities, and entrée into a community of fellow elite partner firms.

Our business was built with an advisor-first culture backed by an institutional quality platform that can offer the technology, marketing, back-office support and other revenue advantages needed to foster growth.

We give you the flexibility of being a business owner, the freedom to serve your clients with full transparency, and the support of an advisor-friendly open architecture platform combined with the latest technology.

At Sanctuary, you'll be independent but not alone,

as you will benefit from a collegial culture that emphasizes service, trust and transparency. The result of our Partnered Independence platform is the accelerated growth of our partner firms, with advisors typically experiencing 20% growth in Year One.

Partnered vs. Supported

Advisors looking to leave their corporate environment have several options. They can choose to become employees of another securities firm, an independent broker-dealer, or an integrated consolidator. They can also choose to join our platform, which focuses not only on providing support, but surpassing it.

Our Sanctuary ‘supported’ model of "Partnered Independence” is focused around four key principles:

Independence
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You’re not an employee, you own your own firm

Ecosystem
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You get all the support you need to manage your own business

Growth Opportunities
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You get unparalleled access to in-house resources and advisor solutions, all designed to enhance your revenue-generating opportunities

Trusted Partnership
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Most importantly, you're a partner in something greater than your own firm - the Sanctuary Wealth network

Breakaway Experience

Through our model of “Partnered Independence” platform, we work with advisors to launch their own independent advisory firm by making equity financing available as well as the services of our own broker-dealer and other ancillary resources.

We onboard each new firm with efficiency and expertise. Our senior management team is directly involved in a consultative role to ensure an optimal set-up for each new partner firm. Our goal is to empower each advisor to build and own their own brand, fortified by the Sanctuary partnered approach.

Features & Benefits

Sanctuary Wealth gives you the support you need to run an independent business with services and tools that include technology, compliance, and other non-revenue generating functions. This allows you to focus on client relationship management and delivering the best advice, rather than on the minutiae of running a business.

Among the significant advantages of our platform, we offer outsourced services for Finance, Tax And Accounting; Marketing & Communications; and Information Technology.

Additional services include:

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Advisor
Solutions

Advisor
Solutions

  • Investment Solutions
  • Alternative Investments
  • Financial Technology
  • Capital Markets
  • Lending Solutions
  • Investment Banking
  • Research, Reporting & Analytics
  • Tax Services
  • Insurance Services
  • Family Office Services

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Advisor
Experience

Advisor
Experience

  • Practice Management
  • Communications
  • Marketing & Design
  • Media Relations
  • Transitions
  • Financial Planning
  • Practice Analytics & Metrics

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Business Infrastructure Support

Business Infrastructure Support

  • Accounting & Finance
  • Legal
  • Human Resources
  • Real Estate
  • Operations
  • Infrastructure Technology
  • Compliance

Ultimately, Sanctuary Wealth allows you to operate at your very best.

Once your partner firm is established, we continue to help you grow your practice through organic strategies, add-on acquisitions, and new investment revenue opportunities, sourced from within the Sanctuary network.

Our Partner firms in the news

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Pershing Transition PDFs

Pershing Program Pershing Dreyfus Fund Comparison Prospectus – Administrative Shares Prospectus – Institutional Shares Prospectus – Dreyfus Cash Management Funds Prospectus – Dreyfus Cash Management Funds