Kevin MillerChief Legal Officer

Kevin Miller is an accomplished executive leader with over 30 years of financial services experience. Mr. Miller’s extensive experience includes serving as General Counsel, Chief Compliance Officer and Chief Risk Officer at top-tier advisory and brokerage firms. He has a proven history of achieving strategic and business objectives while implementing appropriate risk mitigation strategies. Mr. Miller is a recognized advocate for the industry who regularly speaks at events and conferences and has served on numerous financial services committees and regulatory task forces.
Most recently, Mr. Miller served as General Counsel, Corporate Secretary and Executive Leadership Team member at Carson Group Holdings, LLC, a diversified financial services company headquartered in Omaha, Nebraska. As General Counsel, he led the company’s Legal department with responsibility for all legal, regulatory and corporate governance matters related to the company’s wealth management, coaching, broker-dealer and investment adviser operations, products and services. As a member of the Executive Leadership Team, he participated in the company’s decisions related to strategic growth, acquisitions, operational initiatives and enterprise projects.

Previously, Mr. Miller served as Executive Vice President, General Counsel and Corporate Secretary at Securities America, Inc., a top national broker-dealer, and its affiliated insurance and investment advisory firms. During his 20 years at Securities America, Mr. Miller was a member of the Executive Leadership Team and served in multiple C-suite roles in addition to being General Counsel, including Chief Compliance Officer and Chief Risk Officer.

Committed to philanthropy, Mr. Miller currently serves as a member of the Board of Directors for The Dreamweaver Foundation, a non-profit organization dedicated to fulfilling the dreams of terminally ill seniors. He previously served on the Board of Heartland Family Service, a non-profit organization providing critical human services to strengthen individuals, families and communities through advocacy, education, counseling and support services.