Having joined the firm in June 2021, Rob was appointed Managing Director of Operations and Administration in August 2021. He is responsible for the day-to-day management of our operations departments with the end goal of making Sanctuary the easiest place to do business for our partner firms. He also manages the Transition team with responsibility for the successful transition of new partner firms joining the Sanctuary network. Rob is an industry veteran with more than 20 years of wealth management experience.
He has led teams in operations, product management, customer service, and training. Having worked at a broker-dealer (HSBC), a registered investment adviser (Bruderman Asset Management), and a clearing firm (Pershing), all in different capacities, Rob has developed an invaluable knowledge of the various components of the wealth management ecosystem.
He is a graduate of Pace University in New York, and holds the FINRA Series 7 and 63 licenses.